Internal Audit Manager - Financial Crime

LinkedIn ShareShare

Internal Audit Manager required for the EMEA Internal Audit team of our global services client.

This role will support in the execution and management of EMEA and Global Internal Audit efforts/ focusing predominantly on the EMEA Legal/ Financial Crimes and Compliance functions as well as Human Resources and Corporate Functions-related audits as needed.

  • Developing, planning and/or performing of audits across the EMEA region focusing on Financial Crimes/ broker-dealer and swap dealer/ UK PRA/ UK FCA and non-UK EU regulations/ Human Resources/ and Company Administration;
  • Development of EMEA Audit Risk Assessment with EMEA Legal and Compliance senior management to build the EMEA audit plan;
  • Partner with global peers on global Legal and Compliance Reviews as well as provide Compliance and Regulatory Subject Matter Expertise to Business Audit colleagues and peers;
  • Execution of the audit plan within departmental methodology/ policies and standards;
  • On-going communication with senior management and external stakeholders to discuss status of the audits/ results of test work/ and support in the preparation of Board Audit Committee quarterly reporting as needed;
  • Ongoing communication with regulators; when required

About you…

  • Relevant audit, risk management or compliance experience gained with a financial services or accountancy practice firm with a focus on regulatory compliance
  • Good presentation experience with senior management and regulators
  • A technical understanding of the financial services regulatory environment
  • Excellent communication and interpersonal skills
  • An inquiring mind
  • Good understanding of the internal audit process

Salary £competitive + Bonus + Group Benefits.  Our client offers hybrid working and have an exceptional track record developing and advancing individuals working within the business

9 May 2022
Audit & Risk
Internal Audit / Business Controls
£competitive + Bonus + Group Benefits
0141 530 4333