Internal Audit Manager - Banking Markets

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Internal Audit Manager (Markets) required to join this well known and highly regarded Blue-Chip Corporate.

With the option to be based in London or Edinburgh, you will be part of a close-knit team, responsible for delivering audits, completing issue validation work and business monitoring. This is a unique opportunity to work on internal audits across both financial and capital markets (including front office, trading desks, IVP processes, operations, etc.)

Key Responsibilities:

  • Monitoring of key elements related to financial and capital markets portfolio, highlighting key risk issues to business and senior audit colleagues
  • Demonstrating and utilizing technical expertise and data analytics to deliver high quality audits to timescales
  • Managing and taking ownership of assignments in line with audit methodology
  • Regular attendance at committees, stakeholder meetings and forums
  • Providing assistance to Portfolio leads and the Head of Audit in respect of risk assessments and audit planning
  • Developing and coaching the audit team, building and maintaining their skills and knowledge of specialist matters pertaining to both Financial and Capital markets
  • Nurturing strong relationships with key stakeholders and auditees
  • Working collaboratively with the Internal Audit team on ad hoc team and project initiatives
  • Opportunity to be involved with auditing other business areas including lending and commercial banking

Key Experience:

  • 5+ years’ experience of Internal/External Audit gained within commercial banking or markets businesses, or within a group risk function
  • Relevant professional qualification (CA/ACCA/CIA), or qualified by experience
  • Excellent knowledge of risk & controls within the markets/capital markets space on a front to back basis
  • Experience of leading audits with knowledge of how to apply data analytics to drive impact audit outcomes and continuous risk monitoring
  • Strong understanding of regulatory environment (FCA and PRA Handbooks)
  • Excellent communication and interpersonal skills
  • A highly motivated approach to work, strong leadership abilities and attention to detail

Salary up to £80,000 (DOE) + Bonus + Group Benefits. For more information contact Stuart Ringland at

15 August 2022
Audit & Risk
Internal Audit / Business Controls
up to £80,000 + Bonus + Group Benefits
0141 530 4333